Senior Officer, Operational Compliance Services

across all complexity levels. This role reviews compliance documentation, validates risk assessments,
and provides technical input while ensuring adherence to regulatory standards.

Core Responsibilities:
• Review AML/KYC deliverables
• Validate risk assessments
• Ensure regulatory compliance
• Monitor quality standards
• Review FATCA/CRS documentation
• Validate complex structures
• Oversee periodic reviews

Tasks:
• Review complex KYC files
• Validate risk assessment decisions
• Review CDD/EDD documentation
• Verify compliance conclusions
• Review FATCA classifications
• Validate regulatory reporting
• Monitor review deadlines
• Check quality standards
• Verify escalation decisions
• Review periodic assessments
• Validate complex structures
• Document review findings
• Perform other related duties as assigned for role and business needs

Educational Background:
• Degree holder in law or any other equivalent qualification. Professional qualification, such as
  ACAMS, would be an advantage

Professional Experience:
• Minimum 5 years’ experience
• Experience in a similar role would be an advantage

Skills and Key Behaviours:
In addition to upholding our Group Values (Authentic, Bold, and Collaborative), the role holder will be
expected to demonstrate the following:
• In-depth expertise in regulatory compliance and risk validation
• Proficiency in reviewing and validating complex compliance structures
• Experience in quality control and standardization
• High-level communication skills for internal and external reviews
• Strong decision-making and problem-solving capabilities
• Accountability and a commitment to high-quality standards
• Supportive and mentoring approach towards team improvement