Assistant Compliance Officer

The role main responsibility is to review files ensuring compliance with the legal requirements while maintaining high level of confidentiality at all times.

Responsibilities

• Conduct due diligence before on boarding clients.
• Ensure periodical review of corporate files as per regulatory requirements.
• Develop, periodically review and update legislations, procedure manual and any other compliance framework to ensure relevance in providing guidance to management and employees.
• Be able to identify potential areas of compliance vulnerability and risk.
• Be able to give assistance in developing and implementing corrective action plans for resolution of problematic issues and provide general guidance on how to avoid or deal with similar situations.
• Assist in developing and implementing compliance training programs.
• Prepare compliance reports to management/corporate governance committees.
• Assist in investigating complaints and coordinate action plans with other departments.
• Be able to prepare and deal with regulatory inspections and visits.
• Monitor changes in relevant legal requirements and other regulatory developments which may impact on the company and advise Directors on their implications.
• Provide ongoing compliance advice to management and staff members.
• Carry out any other such task required in the course of duty.

Requirements

• LLB(Hons)/Law and Management/ Any other relevant degree or Professional qualification in the global sector.
• Minimum 3 years experience
• Conversant with Microsoft office.
• Excellent verbal and written communication skills.
• Good interpersonal, analytical and organisational skills.
• Work in team and independently as well.
• Prepare to work overtime when required.