Senior Executive - Compliance

The Risk & Compliance Officer supports the Risk and Compliance Department in ensuring that the organization operates within all relevant laws, regulations, and internal policies. This role is integral to maintaining robust risk management and compliance frameworks, with a focus on regulatory compliance, risk identification, and supporting the ongoing development of a strong compliance culture within the company.

Key Responsibilities

• Assist in the implementation and monitoring of risk management policies, procedures, and controls to mitigate potential risks to the organization’s operations.
• Support the review and maintenance of the company’s risk and compliance registers, ensuring that controls are effective and up to date and follow up action are implemented accordingly.
• Conduct and document periodic risk assessments, identifying both regulatory and non-regulatory risks in collaboration with relevant departments.
• Assist in the execution of compliance and risk monitoring programs and report findings to the Risk & Compliance Director / Head of Compliance.
• Contribute to the preparation of reports for management, regulators, and grout risk & compliance as required.
• Maintain accurate and up-to-date records of compliance and risk management activities.

Required Qualifications and Skills

• 3–5 years of experience in risk management, compliance, or a related field, preferably within financial services or corporate services.
• Basic knowledge of Dutch and European regulatory frameworks (e.g., Wtt 2018, Wwft, AML/CFT regulations).
• Strong analytical and problem-solving skills.
• Excellent verbal and written communication skills in English;
• High attention to details
• Ability to work both independently and as part of a team.
• Proactive, adaptable, and eager to learn in a dynamic environment.
• Good knowledge of Microsoft Excel, including advanced formulas, PivotTables, Power Query for cleanup, transform and re-shape data.
• Proficient in Microsoft Office suite (Word, Outlook, PowerPoint) for documentation and presentations.
• Experience with Power BI for data visualization and reporting to support risk analysis.
• Knowledge of Power Automate to streamline risk and compliance workflows and automate repetitive tasks.
• Comfortable preparing clear and professional presentations using MS PowerPoint to communicate risk findings effectively.
• Ability to analyze risks, their causes, likelihood, and potential impact on the organization. This includes both qualitative and quantitative risk assessment techniques
• Understanding the internal and external context of the organization, including its strategic areas and sector-specific risks, is crucial for identifying potential threats and opportunities

Personal Attributes

• Integrity and professionalism in handling confidential information.
• Willingness to take initiative and ownership of assigned tasks.
• Collaborative mindset and ability to build relationships across departments

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.