Compliance Executive

Compliance Executive

Our client is seeking a Compliance Executive to support the company’s compliance function and ensure all regulatory requirements are met. The role involves assisting with client onboarding, maintaining records, monitoring compliance processes, and supporting the Compliance Officer and MLRO.

Key Responsibilities:

Assist with onboarding clients (borrowers and lenders), including KYC document review.

Maintain client KYC records securely.

Perform client risk assessments and enhanced due diligence when needed.

Conduct client screenings and follow up on compliance queries.

Support monitoring of transactions, sanctions, and compliance procedures.

Help implement and maintain compliance policies, procedures, and controls.

Assist in reporting, updating registers, and consolidating compliance statistics.

Escalate compliance issues to the Compliance Officer / MLRO.

Support automation of compliance processes and other tasks as required.

Requirements:

Some experience in compliance, finance, or administration.

Knowledge of AML/CFT regulations is a plus.

Strong attention to detail and organizational skills.

Good communication skills and ability to work in a team.

Proficiency with office software and databases.