Senior Officer, Operational Compliance Services

Company Description: We’re a global Investor Services firm with 5,800+ staff across 25 jurisdictions, administering over US$750B in assets. Trusted by top private equity firms, we deliver expert solutions powered by ESG values, advanced tech, and strong client relationships.

Job Description

A review position responsible for ensuring quality and accuracy of AML/KYC and FATCA deliverables

across all complexity levels. This role reviews compliance documentation, validates risk assessments,
and provides technical input while ensuring adherence to regulatory standards.
Core Responsibilities:

• Review AML/KYC deliverables
• Validate risk assessments
• Ensure regulatory compliance
• Monitor quality standards
• Review FATCA/CRS documentation
• Validate complex structures
• Oversee periodic reviews

Tasks:

• Review complex KYC files
• Validate risk assessment decisions
• Review CDD/EDD documentation
• Verify compliance conclusions
• Review FATCA classifications
• Validate regulatory reporting
• Monitor review deadlines
• Check quality standards
• Verify escalation decisions
• Review periodic assessments
• Validate complex structures
• Document review findings
• Perform other related duties as assigned for role and business needs

 Qualifications 

Educational Background:

• Degree holder in law or any other equivalent qualification. Professional qualification, such as ACAMS, would be an advantage

Professional Experience:

• Minimum 5 years’ experience
• Experience in a similar role would be an advantage

Skills and Key Behaviours:

In addition to upholding our Group Values (Authentic, Bold, and Collaborative), the role holder will be
expected to demonstrate the following:

• In-depth expertise in regulatory compliance and risk validation
• Proficiency in reviewing and validating complex compliance structures
• Experience in quality control and standardization
• High-level communication skills for internal and external reviews
• Strong decision-making and problem-solving capabilities
• Accountability and a commitment to high-quality standards
• Supportive and mentoring approach towards team improvement