Officer 1, Operational Compliance Services

An entry-level position responsible for performing basic AML/KYC and FATCA tasks under direct supervision. This role supports fundamental compliance activities, focusing on document collection, basic analysis, and maintenance of regulatory records while developing core knowledge of AML and FATCA requirements.

WHAT YOU WILL DO  

Core Responsibilities:

• Support basic AML/KYC processing activities
• Assist with investor onboarding procedures
• Maintain compliance documentation
• Follow established regulatory procedures
• Monitor basic file completeness
• Support team administrative functions

Tasks:

• Process basic KYC documentation
• Update compliance databases and records
• Monitor assigned client mailboxes
• Gather and file source documents
• Follow compliance checklists
• Support client documentation collection
• Maintain file organization
• Assist with basic FATCA form reviews
• Update tracking sheets
• Escalate issues to supervisors
• Follow regulatory requirements
• Perform other related duties as assigned for role and business needs

Educational Background:

• Degree holder in law or any other equivalent qualification

Professional Experience:

• Minimum 1 year of experience

Skills and Key Behaviours:

In addition to upholding our Group Values (Authentic, Bold, and Collaborative), the role holder will be expected to demonstrate the following:

• Basic understanding of AML/KYC and FATCA principles
• Proficiency in data entry and document handling
• Attention to detail in processing and maintaining compliance records
• Effective written and verbal communication skills
• Organizational skills for managing compliance tasks
• Willingness to learn and take direction from supervisors
• High level of reliability and integrity in handling sensitive information