Officer 2, Operational Compliance Services

A junior position responsible for handling low to moderate complexity AML/KYC and FATCA matters with moderate supervision. This role independently executes standard compliance activities while developing deeper understanding of regulatory requirements and risk assessment procedures.

Core Responsibilities:

• Execute standard AML/KYC processes
• Perform basic risk assessments
• Maintain regulatory documentation
• Support client communication
• Monitor compliance requirements
• Process FATCA/CRS documentation
• Ensure data accuracy and completeness

Tasks:

• Review KYC documentation for completeness
• Process standard investor onboarding files
• Monitor compliance deadlines
• Validate FATCA classifications
• Verify GIINs against IRS records
• Prepare regulatory reports
• Maintain tracking systems
• Handle routine client queries
• Process periodic reviews
• Document compliance findings
• Follow escalation procedures
• Perform other related duties as assigned for role and business needs

Educational Background:

• Degree holder in law or any other equivalent qualification. Should be ACAMS orientated

Professional Experience:

• Minimum 2 years’ experience
• Experience in a similar role would be an advantage

Skills and Key Behaviours:

In addition to upholding our Group Values (Authentic, Bold, and Collaborative), the role holder will be expected to demonstrate the following:

• Familiarity with risk assessment and regulatory documentation standards
• Competence in managing FATCA/CRS documentation
• Proficiency in using compliance databases and tools
• Strong analytical and problem-solving skills
• Ability to manage time effectively and meet deadlines
• Proactive and self-motivated with a commitment to quality
• Collaborative approach to working in a team