Senior Compliance Analyst (2523-SCA)

Our client in the financial sector is seeking to recruit a Senior Compliance Analyst.

Responsibilities:

• Participate in the design, implementation and review of Compliance policies, procedures, systems and processes.
• Keep abreast of new legislative and regulatory developments, industry best practices and ensure that policies, procedures, systems and processes are kept up to date accordingly.
• Undertake regular compliance audits and reviews to assess compliance with laws and regulations and internal policies & procedures and prepare compliance review reports.
• Assist in responding to queries promptly and provide advice on compliance matters to ensure adherence to internal policies and procedures and relevant laws and regulations.
• Undertake compliance risk assessments, develop and implement risk mitigation strategies.
• Help in the preparation of compliance reports on regulatory matters for submission to Senior Management and Board of Directors both on a regular and ad-hoc basis.
• Assist in the preparation and delivery of trainings and awareness programmes.
• Collaborate with the Team Leader/Manager in the smooth running of regulatory inspections and independent audits.
• Assist in addressing data protection issues and provide guidance to employees in ensuring compliance with data protection laws and regulations.
• Lead the planning and execution of compliance projects to ensure successful implementation.
• Supervise the work of compliance employees falling under your responsibility and provide them with continuous support and guidance.
• Provide support to and work in close collaboration with the Compliance Team Leader/Manager to assist them in the discharge of day-to-day duties and achieving compliance objectives.
• Assist the Team Leader/Manager in fostering a compliance and ethical conduct throughout the organisation.