Compliance Executive Level I or II

Execute all compliance tasks to ensure that new and existing clients of SAFYR UTILIS LTD, a Management Company licensed by the Financial Services Commission of Mauritius, are compliant at all times with all relevant legislations and regulations.

1. Carry out searches and background checks on new/transferred business and clients as well as proposed transactions/clients as necessary to ensure that they are acceptable to the Company and meet the latter’s on-boarding policy and internal compliance manual;
2. Carry out reduced, standard and enhanced due diligence as necessary;
3. Have a working knowledge of the Compliance Policy & Procedure Manual, the Compliance Handbook and PEP Policy;
4. Have a basic introduction/knowledge of the Companies Act, Financial Services Act, Trusts Act of Mauritius;
5. Ensure that all clients who are on-boarded are compliant with all legislations and regulations in place in Mauritius, their jurisdiction and the country  of operation as necessary;
6. Ensure that all clients for whom a structure has been set up and are licensed by the Regulatory Authority are compliant with their licensing conditions;
7. Assist in the development/implementation of corrective action plans for resolution of problematic issues;
8. Assist in any special projects as may be delegated from time to time; and
9. Assist in any other initiatives as may be delegated from time to time.